Skip to Content

BUSL861: Financial Services Law

Lecturer in charge

Prof Peter Gillies 

Availability

D1 - Day; Offered in the first half-year

X1 - External; Offered in the first half-year 

Unit Outline
  • 2008 - Semester 1

Websites

Handbook Entry

Coursework unit website - Online learning @ MQ (Login required) 

Also refer to the MCom + MIB Student Guide

Description

This unit examines the contractual, fiduciary and legislative obligations imposed upon financial
service provides, such as financial advisors, stockbrokers and fund managers. Topics examined
include Part 7 of the Corporations Act (Financial Services and Markets), and the consumer
provisions in the Australian Securities Commission Act.